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Our Mission

To streamline the Regulatory Compliance Risk Assessment processes followed by financial institutions globally, by leveraging purpose-built systems as well as advanced AI techniques to forecast potential risks and identify emerging threats.

AssessLens Logo Market Abuse Risk Assessment

Market Abuse Risk Assessment

THE PROBLEM WE’RE SOLVING

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  • Firms lack an effective process to map regulations to internal Policies, associated Risks and Controls.

  • Risk and Control assessments often lack the regularity and/or the granularity expected by the Regulators.

  • Existing processes are manual, involving Excel sheets, emails, and scattered documents.

  • Firms are increasing staff to manage complexity, but technology offers a more efficient solution.

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​WHY OUR PRODUCT IS SPECIAL


The Market Abuse Risk Assessment system is purpose-built for Financial Markets, introduces a comprehensive risk assessment methodology as well as a pre-configured risk model ready to use. The software integrates genAI to offer predictive analytics as well as insights into complex and evolving patterns of market abuse in real-time.


Analytics-driven / User-friendly / Cloud-based
AI-powered / Scalable

Purpose built for Financial Markets

Designed specifically for financial institutions, the Market Abuse Risk Assessment system addresses the unique regulatory challenges of market abuse, ensuring compliance with the latest global standards while providing tailored risk assessment solutions.

Out of Box Reports

Access ready-to-use, customisable reports that streamline the analysis of inherent risks, control effectiveness, and residual risks, enabling faster and more efficient compliance reviews.

Capture of Dealing Inventory

Efficiently capture and manage comprehensive data on trading activities, venues, exchange memberships and communication channels across multiple regions, ensuring full visibility and accurate risk assessment.

Risk Indicators & Case Studies

Leverage pre-configured risk indicators and real-world case studies, in combination with the Market Abuse risks, to identify potential market abuse, providing actionable insights and context to guide informed decision-making.

If you’d like more information about our features, get in touch today.

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