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Nov 26, 20253 min read

FCA Findings and BWRA Best Practice

Aug 14, 20252 min read

Decoding Market Abuse: The Jane Street & SEBI Case

Jun 5, 20253 min read

Strengthening Compliance Risk Management in the Age of AI

Jun 5, 20252 min read

UK 2025 Fraud Report Signals Ongoing Risk Management Gaps

Mar 10, 20252 min read

UK's Failure to Prevent Fraud - comes into force on 1 September 2025

Nov 7, 20245 min read

Granularity in Market Abuse Risk Assessment

Oct 24, 20246 min read

The Crucial Role of Advanced Dealing Inventory in Market Abuse Risk Assessment

Aug 16, 20243 min read

Recordkeeping Failures Lead to Significant Fines for 26+ Firms – A Wake-Up Call for Robust Risk Management

Jul 31, 20244 min read

Market Abuse Risk Assessments: Why They Matter

May 28, 20243 min read

Enhancing Market Abuse Surveillance: Reflections on FCA Market Watch 79

May 20, 20247 min read

ESMA MiCA third consultation paper: a deep-dive into proposed market abuse requirements for crypto-assets

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