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Latest News

7 Nov 2024

Granularity in Market Abuse Risk Assessment

Navigating the Balance Between Detail and Manageability

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Granularity in Market Abuse Risk Assessment

24 Oct 2024

The Crucial Role of Advanced Dealing Inventory in Market Abuse Risk Assessment

Why Advanced Dealing Inventory and SaaS Solutions Are Essential for Efficient MARA

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The Crucial Role of Advanced Dealing Inventory in Market Abuse Risk Assessment

16 Aug 2024

Recordkeeping Failures Lead to Significant Fines for 26+ Firms – A Wake-Up Call for Robust Risk Management

SEC and CFTC fine broker-dealers, investment advisers and swap dealers $478 million!

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Recordkeeping Failures Lead to Significant Fines for 26+ Firms – A Wake-Up Call for Robust Risk Management

31 Jul 2024

Market Abuse Risk Assessments: Why They Matter

And how ComplyLens can help firms streamline the assessments

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Market Abuse Risk Assessments: Why They Matter

28 May 2024

FCA Market Watch 79

Our analysis of FCA's Market Watch 79 published by the FCA on 9th May 2024

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FCA Market Watch 79

20 May 2024

ESMA MiCA third consultation paper: a deep-dive into proposed market abuse requirements for crypto-assets

Insights into ESMA's third consultation paper on MiCA regulation

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ESMA MiCA third consultation paper: a deep-dive into proposed market abuse requirements for crypto-assets
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