Latest News

16 Aug 2024

Recordkeeping Failures Lead to Significant Fines for 26+ Firms – A Wake-Up Call for Robust Risk Management

SEC and CFTC fine broker-dealers, investment advisers and swap dealers $478 million!

31 Jul 2024

And how ComplyLens can help firms streamline the assessments

28 May 2024

Our analysis of FCA's Market Watch 79 published by the FCA on 9th May 2024

20 May 2024

Insights into ESMA's third consultation paper on MiCA regulation