Our Expertise

We leverage extensive hands-on experience in implementing Trade Surveillance systems to empower financial services firms in identifying and preventing market abuse. Our expertise encompasses assisting in the selection and deployment of cutting-edge technologies that use sophisticated algorithms to analyze trade and order data. We enable clients to identify suspicious patterns and generate real-time or T+1 alerts. Through the implementation of robust trade surveillance systems and processes, we support our clients in upholding market integrity and ensuring regulatory compliance.

Drawing on our extensive experience collaborating with diverse tech vendors, we guide financial services firms in the careful selection and effective implementation of solutions to capture and monitor both internal and external communication channels. Our aim is to detect and prevent potential misconduct, covering unauthorised disclosures, market manipulation, and unethical behaviour. We empower firms to harness state-of-the-art technologies for capturing and analysing diverse communication channels like emails, instant messages, text and voice over mobile, WhatsApp, WeChat etc. Through thorough monitoring and analysis, we assist our clients in mitigating risks and ensuring strict regulatory adherence.

Money laundering continues to pose significant risks to financial institutions. We support clients in the selection of strategic AML Transaction Monitoring systems, coupled with the implementation of the system as well as robust monitoring processes. Leveraging cutting-edge technology solutions, we apply advanced analytics to pinpoint suspicious transactions, assess customer behavior, and generate alerts for thorough investigation. Strengthening AML controls, we ensure our clients meet regulatory standards and fortify their organizations against the risks of financial crime.

Adhering to sanctions regulations is crucial for financial services firms to prevent unauthorised transactions and comply with international sanctions regimes. We help clients in implementing name screening controls as well as implement effective screening processes, ensuring that transactions and customers are checked against relevant sanctions lists. We utilise powerful screening tools and data sources to provide accurate and efficient screening capabilities, helping clients mitigate sanctions-related risks and maintain compliance.